Form 144

Results: 602



#Item
351Cease and desist / Law / Form 144

South Carolina General Assembly 119th Session, [removed]A251, R279, S1354 STATUS INFORMATION

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Source URL: www.scstatehouse.gov

Language: English - Date: 2013-01-02 15:31:21
35273rd United States Congress / Finance / Financial system / Securities Exchange Act / U.S. Securities and Exchange Commission / Securities and Exchange Commission / Form 144 / Net capital rule / United States securities law / United States Securities and Exchange Commission / Financial regulation

UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION SECURITIES EXCHANGE ACT OF 1934 Release No[removed]August 1, 2013 The Securities and Exchange Commission (“Commission”) announced the temporary

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Source URL: www.sec.gov

Language: English - Date: 2013-07-31 19:30:01
353Financial economics / Securities Exchange Act / Financial regulation / Investment / Market maker / U.S. Securities and Exchange Commission / NASDAQ / NYSE Arca / Form 144 / United States securities law / United States Securities and Exchange Commission / 73rd United States Congress

Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NYSE Amex LLC Amending the Exchange Price List with Respect to Nasdaq Securities Traded Pursuant to Unlisted Trading Privileges

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Source URL: www.sec.gov

Language: English - Date: 2010-12-03 11:52:05
354Financial regulation / Finance / 73rd United States Congress / Securities Exchange Act / Securities and Exchange Commission / Net capital rule / Form 144 / United States securities law / United States Securities and Exchange Commission / Financial economics

U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. SECURITIES EXCHANGE ACT OF 1934 Release No[removed]September 10, 2013 The U.S. Securities and Exchange Commission announced the temporary suspension of trading in

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Source URL: www.sec.gov

Language: English - Date: 2013-09-09 19:30:44
35573rd United States Congress / Financial economics / Finance / Securities Exchange Act / U.S. Securities and Exchange Commission / Securities and Exchange Commission / Form 144 / Net capital rule / United States securities law / United States Securities and Exchange Commission / Financial regulation

Microsoft Word - Administrative Release 12_k_ #3.doc

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Source URL: www.sec.gov

Language: English - Date: 2009-05-12 08:16:42
356Financial regulation / Securities Exchange Act / Government / U.S. Securities and Exchange Commission / Securities and Exchange Commission / United States / Form 144 / Net capital rule / United States securities law / United States Securities and Exchange Commission / 73rd United States Congress

UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION SECURITIES EXCHANGE ACT OF 1934 Release No[removed]August 15, 2013 SEC SUSPENDS TRADING IN SECURITIES OF REDFIN NETWORK, INC.

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Source URL: www.sec.gov

Language: English - Date: 2013-08-14 19:32:37
357Financial economics / Finance / 73rd United States Congress / Securities Exchange Act / U.S. Securities and Exchange Commission / Securities and Exchange Commission / Form 144 / Regulation S-K / United States securities law / United States Securities and Exchange Commission / Financial regulation

U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. SECURITIES EXCHANGE ACT OF 1934 Release No[removed]September 10, 2013 The U.S. Securities and Exchange Commission announced the temporary suspension of trading in

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Source URL: www.sec.gov

Language: English - Date: 2013-09-09 19:31:32
358Financial regulation / Finance / 73rd United States Congress / Securities Exchange Act / Securities and Exchange Commission / Form 144 / Securities research / United States securities law / United States Securities and Exchange Commission / Financial economics

U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. SECURITIES EXCHANGE ACT OF 1934 Release No[removed]August 14, 2013 The U.S. Securities and Exchange Commission announced the temporary suspension of trading in th

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Source URL: www.sec.gov

Language: English - Date: 2013-08-14 08:10:02
359Financial economics / Finance / 73rd United States Congress / Securities Exchange Act / U.S. Securities and Exchange Commission / Securities and Exchange Commission / Form 144 / Net capital rule / United States securities law / United States Securities and Exchange Commission / Financial regulation

U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. SECURITIES EXCHANGE ACT OF 1934 Release No[removed]September 12, 2013 The U.S. Securities and Exchange Commission announced the temporary suspension of tradin

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Source URL: www.sec.gov

Language: English - Date: 2013-09-12 06:14:49
360Financial regulation / Finance / 73rd United States Congress / Securities Exchange Act / Securities and Exchange Commission / Form 144 / Securities research / United States securities law / United States Securities and Exchange Commission / Financial economics

U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. SECURITIES EXCHANGE ACT OF 1934 Release No[removed]August 14, 2013 The U.S. Securities and Exchange Commission announced the temporary suspension of trading in th

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Source URL: www.sec.gov

Language: English - Date: 2013-08-14 08:19:18
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